Ethical Algorithm Design CIS 4230/5230
Spring 2023
Tuesdays and Thursdays 10:15 11:45AM ET
Annenberg 110

Instructor:

Prof. Michael Kearns
mkearns@cis.upenn.edu
Office hours: Tuesday right after class until 1PM, in the lobby area right outside Annenberg 110 or by appointment

Teaching Assistants:

Neha Dohare
neha75@seas.upenn.edu
Office hours: Wednesday 10:30-11:30AM in Levine 5th floor bump space or by appointment

Declan Harrison
declanh@seas.upenn.edu upenn.edu
Office hours: Thursday 9-10AM in 4th floor 3401 Walnut or by appointment

Natalie Ho
natabnho@sas.upenn.edu
Office hours: Wednesday 5-6PM in GRW 5th floor bump space or by appointment

Jordan Hochman
jhawkman@seas.upenn.edu
Office hours: Thursday 5:15-6:15PM in GRW 5th floor bump space or by appointment

Aakash Jajoo
aakashj1@seas.upenn.edu
Office hours: Tuesday 1:45-2:45PM in Levine 5th floor bump space or by appointment


Course Description

This course is about the social and human problems that can arise from algorithms, AI and machine learning, and how we might design these technologies to be "better behaved" in the first place. It is first and foremost a science or engineering course, since we will be developing algorithm design principles. You can get a rough sense of course themes and topics by visiting the websites for the pilot versions of this course offered in 2021, 2020 and 2019. The first formal offering of the course was in Spring 2022.

Here are the lecture videos from the last pilot version. Please note that they will not correspond exactly to this year's lectures, and should not be viewed as a substitute for mandatory lecture attendance.

Prerequisites: Familiarity with some machine learning, basic statistics and probability theory will be helpful. While this is not a theory class, you need to be comfortable with mathematical notation and formalism. There will be some simple coding and data analysis assignments, so some basic programming ability is needed.

Course content will include readings from the scientifc literature, the mainstream media and other articles and books.

Grades will be based on a mixture of quizzes, coding assignments, written homeworks, and a written midterm and final.

CIS 423/523 fulfills the SEAS Engineering Ethics Requirement for these programs: ASCS, BE, CMPE, CSCI, DMD and NETS (but you should confirm with your academic adivsor to be certain).



 Lecture Dates 
 Topic 
 Slides, Readings, Assignments, Announcements 
Thu Jan 12
Course Introduction and Overview

Lecture Notes

A general-audience introduction to some of the themes of the course is given in the (recommended but not required) book The Ethical Algorithm: The Science of Socially Aware Algorithm Design, by M. Kearns and A. Roth.

Also recommended but not required: Weapons of Math Destruction: How Big Data Increases Inequality and Threatens Democracy, by C. O'Neil.

Tue Jan 17
Tue Jan 19
Foundations of Machine Learning

Lecture Notes

Thu Jan 24
Tue Feb 26
Bias in Machine Learning: COMPAS and ProPublica

Lecture Notes

The following readings are required; you should read the two ProPublica pieces before the Jan 24 lecture so we can discuss them then.

ProPublica article on COMPAS

ProPublica analysis

Practitioner's Guide to COMPAS Core (no need to read, but we'll peruse a bit together in lecture)

COMPAS Risk Assesment Survey (just skim)

Northpointe response to ProPublica

ProPublica github repository, including dataset (we'll look at the dataset a bit in lecture)(technical, just skim)

Tue Jan 31
Thu Feb 2
Tue Feb 7
Thu Feb 9
Science of Fair ML: Models and Algorithms

Lecture Notes

Readings (TBD):

Inherent Trade-Offs in the Fair Determination of Risk Scores. J. Kleinberg, S. Mullainathan, M. Raghavan.

Thu Mar 2
Midterm Exam (in person, written) .